Risk & Compliance is an e-magazine dedicated to the latest developments in corporate risk management and regulatory compliance.


APR-JUN 2017 ISSUE

In this issue we present features on reputation and compliance and on the complexities of de-risking. We also look at: FCPA risks in emerging market M&A deals; M&A due diligence; corporate fraud in the Asia Pacific market; subsidiary governance; third-party risk analysis; credit risk and political risk in the new world; US economic sanctions laws; managing risks through ethics, integrity and compliance; operational risk management; digital disruption; digital identity and access; cyber security; US-EU data transfers; electronic information management; financial services regulation; preparing for CECL; shareholder engagement plans; and more.

JAN-MAR 2017 ISSUE

In this issue we present features on insuring for a cyber breach and on supply chain risks and rewards in emerging markets. We also look at: economic sanctions compliance and enforcement in the Asia-Pacific market; managing sanctions compliance challenges; terrorism, security and related financial risk; risk management for financial institutions; managing D&O risks and liabilities for investment funds; high frequency trading; digital transformation; shareholder activism ;managing policy, compliance and risk through effective use of technology and software; merger integration cyber security; data privacy in North America; mitigating and managing corporate fraud in Latin America; and more.

OCT-DEC 2016 ISSUE

In this issue we present features on compliance and ethics best practice and on tackling financial crime in the EU. We also look at: risks for private equity and hedge funds; third party and counterparty relationship risks; the Modern Slavery Act 2015; developments in RegTech; breaking the risk glass ceiling; reputation risk management; directors’ duties and liabilities in Saudi Arabia; using Big Data and analytics; Basel III principles for risk data reporting; the new Privacy Shield; digital supply chains; employing ex-hackers for security purposes; transactional insurance; deal litigation; devices and data; human capital reporting; TSCA safety reform; liability for ‘made in USA’ claims; international trade compliance; and more.



EXPERT FORUM

MANAGING FCPA RISKS IN EMERGING MARKET M&A DEALS

R&C moderates a discussion between Jonathan Nelms at Baker & McKenzie LLP, Marcos Czacki Halkin at Daimler Financial Services Mexico, Zamira Zapata Valdés at Diageo Mexico, Roy Waligora at KPMG South Africa, and Dr Solomon Osagie at TSYS International.


MINI-ROUNDTABLE

MITIGATING AND MANAGING CORPORATE FRAUD IN THE ASIA PACIFIC MARKET

R&C moderates a discussion between William Hu at Daimler and Jarrod Baker at FTI Consulting.


ONE-ON-ONE INTERVIEW

CREDIT RISK AND POLITICAL RISK IN THE NEW WORLD

R&C speaks with Alessandro Castellano at Zurich.


ONE-ON-ONE INTERVIEW

MANAGING RISKS THROUGH ETHICS, INTEGRITY AND COMPLIANCE

R&C speaks with Carrie Penman at NAVEX Global.


ONE-ON-ONE INTERVIEW

BEST PRACTICES FOR OPERATIONAL RISK MANAGEMENT

R&C speaks with George Clark at Institute of Operational Risk.


MINI-ROUNDTABLE

DIGITAL DISRUPTION – THE EFFECT OF TECHNOLOGY ON GROWING ENTERPRISES

R&C moderates a discussion between David J. Brown and Morris Treadway atKPMG.


MINI-ROUNDTABLE

RISK AND SECURITY – DIGITAL IDENTITY AND ACCESS

R&C moderates a discussion between Floris van den Dool at Accenture, Xavier Serrano Cossio at Banc Sabadell Group, and Allan Foster at ForgeRock.


MINI-ROUNDTABLE

ELECTRONIC INFORMATION MANAGEMENT

R&C moderates a discussion between Phil Beckett at Alvarez & Marsal, Peter Jaffe at Freshfields Bruckhaus Deringer US LLP, David Dutt at Alvarez & Marsal, and Marcus Turle at Herbert Smith Freehills LLP.


ONE-ON-ONE INTERVIEW

THE FUTURE OF FINANCIAL SERVICES REGULATION

R&C speaks with Thomas Kimner at SAS.


ONE-ON-ONE INTERVIEW

PREPARING FOR CECL

R&C speaks with Thomas Kimner at SAS.


HOT TOPIC

DEVELOPING A STRONG SHAREHOLDER ENGAGEMENT PLAN

R&C moderates a discussion between Arthur B. Crozier at Innisfree M&A Incorporated, Alan M. Klein at Simpson Thacher & Bartlett LLP, James Turoff at The Hershey Company, and David A. Katz at Wachtell, Lipton, Rosen & Katz.