Risk & Compliance is an e-magazine dedicated to the latest developments in corporate risk management and regulatory compliance.


OCT-DEC 2019 ISSUE

In this issue we present features on corporate crisis management and on managing operational risk within financial services. We also look at: building a global compliance & ethics programme; integrated risk management and RegTech; AI risk and risk management; the changing threat of financial crime; using digital identity to fight financial crime; data privacy challenges in AML compliance; best execution as best practice; trade surveillance; cyber fraud typologies; digital transformation in the oil industry; transactional insurance; and more.

JUL-SEP 2019 ISSUE

In this issue we present features on corporate crisis management and on managing operational risk within financial services. We also look at: building a global compliance & ethics programme; integrated risk management and RegTech; AI risk and risk management; the changing threat of financial crime; using digital identity to fight financial crime; data privacy challenges in AML compliance; best execution as best practice; trade surveillance; cyber fraud typologies; digital transformation in the oil industry; transactional insurance; and more.

APR-JUN 2019 ISSUE

In this issue we present features on IT disaster recovery planning and on improving internal investigations. We also look at: stress testing compliance programmes; advanced technology for compliance; compliance risks for family offices; trade compliance screening; sustainable programmes for data privacy; asset-liability management (ALM); preparing for IFRS 17; segmentation and AI in AML alerts; audit committee disclosures; responsibilities and liability risks for CCOs; automated third-party risk assessment; compliance considerations for marijuana businesses; the impact of CFIUS reforms on PE houses; and more.




EXPERT FORUM

BUILDING A GLOBAL COMPLIANCE & ETHICS PROGRAMME: RISK ASSESSMENT AND MONITORING

Tapan Debnath at Nokia Corporation moderates a discussion between Andrew Durant and Wayne Anthony at FTI Consulting, and Sam Eastwood at Mayer Brown.


ONE-ON-ONE INTERVIEW

BACKGROUND INVESTIGATIONS

R&C speaks with Zafar Anjum at Corporate Research and Investigations Limited.


MINI-ROUNDTABLE

THE IMPACT OF FINANCIAL TECHNOLOGY

R&C moderates a discussion between Salvatore LaScala and Tim Mueller at Navigant.


ONE-ON-ONE INTERVIEW

LIQUIDITY RISK MANAGEMENT

R&C speaks with Maged Tawfik at SAS.


ONE-ON-ONE INTERVIEW

RISK TRANSFORMATION

R&C speaks with Samrah Kazmi at SAS.


MINI-ROUNDTABLE

CYBER AND RANSOMWARE RISKS FACING FINANCIAL INSTITUTIONS

R&C moderates a discussion between Nick Parfitt at Acuris Risk Intelligence and Rebecca Hughes Parker at Cybersecurity Law Report.


ONE-ON-ONE INTERVIEW

THE 6TH ANTI-MONEY LAUNDERING DIRECTIVE

R&C speaks with Nick Parfitt at Acuris Risk Intelligence.


HOT TOPIC

OPEN BANKING OPPORTUNITIES AND RISK CONSIDERATIONS

Nassos Oikonomopoulos at HSBC moderates a discussion between Jamilia Parry and Robert Hardman at FTI Consulting.