Risk & Compliance is an e-magazine dedicated to the latest developments in corporate risk management and regulatory compliance.


JUL-SEP 2019 ISSUE

In this issue we present features on corporate crisis management and on managing operational risk within financial services. We also look at: building a global compliance & ethics programme; integrated risk management and RegTech; AI risk and risk management; the changing threat of financial crime; using digital identity to fight financial crime; data privacy challenges in AML compliance; best execution as best practice; trade surveillance; cyber fraud typologies; digital transformation in the oil industry; transactional insurance; and more.

APR-JUN 2019 ISSUE

In this issue we present features on IT disaster recovery planning and on improving internal investigations. We also look at: stress testing compliance programmes; advanced technology for compliance; compliance risks for family offices; trade compliance screening; sustainable programmes for data privacy; asset-liability management (ALM); preparing for IFRS 17; segmentation and AI in AML alerts; audit committee disclosures; responsibilities and liability risks for CCOs; automated third-party risk assessment; compliance considerations for marijuana businesses; the impact of CFIUS reforms on PE houses; and more.

JAN-MAR 2019 ISSUE

In this issue we present features on digital transformation for risk and compliance and on the economic burden of the opioid crisis. We also look at: supply chain digital transformation; restoring corporate reputation; curbing fake news and misinformation; data analytics and AI for anti-corruption; beneficial ownership in AML; KYC and AML risks of cryptocurrencies; compliance board reporting; regulatory change and remediation programmes; the age of accountability in financial services; credit scoring and decisioning; location intelligence; implementing CECL; the impact of GDPR; and more.




EXPERT FORUM

BUILDING A GLOBAL COMPLIANCE & ETHICS PROGRAMME: LEADERSHIP

Tapan Debnath at Nokia Corporation moderates a discussion between Andrew Durant and Wayne Anthony at FTI Consulting, and Sam Eastwood at Mayer Brown.



ONE-ON-ONE INTERVIEW

AI FOR RISK MANAGEMENT VS MANAGEMENT OF AI RISKS

R&C speaks with Peter Plochan at SAS.


ONE-ON-ONE INTERVIEW

THE CHANGING THREAT OF FINANCIAL CRIME

Federica Taccogna at FTI Consulting speaks with Joseph Cuschieri at the Malta Financial Services Authority.


ONE-ON-ONE INTERVIEW

DIGITAL IDENTITY TO FIGHT FINANCIAL CRIME

R&C speaks with Jose Caldera at IdentityMind.


ONE-ON-ONE INTERVIEW

AML COMPLIANCE – DATA PRIVACY CHALLENGES

R&C speaks with Nick Parfitt at Acuris Risk Intelligence.


ONE-ON-ONE INTERVIEW

BEST EXECUTION AS BEST PRACTICE

R&C speaks with Janos Renz Hotz at Bloomberg L.P.


ONE-ON-ONE INTERVIEW

TRADE SURVEILLANCE

R&C speaks with Michael Tirello at Bloomberg L.P.


ONE-ON-ONE INTERVIEW

RISK AND FINANCE PLATFORM INTEGRATION

R&C speaks with Thorsten Hein at SAS.


MINI-ROUNDTABLE

DATA ANALYTICS AND DATA PRIVACY

R&C moderates a discussion between Joseph Campbell and Kathryn Rock at Navigant Consulting, and Catherine Meyer at Pillsbury Winthrop Shaw Pittman LLP.


ONE-ON-ONE INTERVIEW

CYBER FRAUD TYPOLOGIES AND ACTIONABLE INTELLIGENCE

R&C speaks with Nick Parfitt at Acuris Risk Intelligence.


ONE-ON-ONE INTERVIEW

DIGITAL TRANSFORMATION IN THE OIL INDUSTRY

R&C speaks with Cédric Parentelli at DuPont Sustainable Solutions.


HOT TOPIC

TRANSACTIONAL INSURANCE

R&C moderates a discussion between Colin Addy and Gregory Conroy at Chubb, and Joseph Cosentino at Clifford Chance.