Risk & Compliance is an e-magazine dedicated to the latest developments in corporate risk management and regulatory compliance.


JAN-MAR 2018 ISSUE

In this issue we present features on employee monitoring and on cyber security for SMBs. We also look at: global compliance programmes; financial crime risk and AML processes; tackling fraud and money laundering; cultivating a culture of compliance; shareholder activists; crisis data and intelligence; reputational risk and crisis management; third-party risk management programmes; data quality, analytics and reporting for financial institutions; implementing CECL; digital identity in the financial services industry; addressing regulatory compliance; sustainability disclosures and environmental compliance challenges; automating compliance programmes and systems; managing GDPR compliance with technology; cross-border data privacy compliance; and more.

OCT-DEC 2017 ISSUE

In this issue we present features on recovering from a corporate crisis and on selecting corporate legal advisers. We also look at: protecting trade secrets; ISO 37001; effective whistleblower programmes; third-party risk; fraud, asset tracing and recovery; sustainable compliance; increasing cyber exposures for companies; cyber attacks targeting M&A; preparing for GDPR in the financial services sector; the new German Federal Data Protection Act; model risk management; harnessing conflict and tension in the boardroom; trends in US captives; high reliability banking; proxy voting advisers; globalisation of shareholder activism; and more.

JUL-SEP 2017 ISSUE

In this issue we present features on compliance and regulatory flux and on monetising corporate social responsibility. We also look at: managing transactional risk; capital planning and stress testing for financial institutions; calculating and conquering operational risk; duties of D&Os in anticipating and reacting to corporate crises; evolution of the chief risk officer; board composition; managing telecommuting risks; coordinating risk management and e-discovery; boards and cyber security; US sanctions; a global response to fraud and corruption; attorneys as SEC whistleblowers; managing retaliation claim risks; bribery and corruption in the life sciences sector; and more.




EXPERT FORUM

LOCALISING A GLOBAL COMPLIANCE PROGRAMME

R&C moderates a discussion between John P. Cunningham at Baker McKenzie LLP, Luz María Pineda Lucy at Fondo de Fondos, James A. Garrett at NuVasive, Inc., and Adeola Kehinde Sunmola at Udo Udoma & Belo-Osagie.


ONE-ON-ONE INTERVIEW

MANAGING FINANCIAL CRIME RISK AND AML PROCESSESS WITH TECHNOLOGY

R&C speak with Nick Parfitt at C6 Intelligence.


ONE-ON-ONE INTERVIEW

TACKLING FRAUD AND MONEY LAUNDERING WITHIN ASIA PACIFIC FINANCIAL INSTITUTIONS

R&C speak with Geoffrey Peck at FTI Consulting.


MINI-ROUNDTABLE

CULTIVATING A CULTURE OF COMPLIANCE

R&C moderates a discussion between Jason Cropper and Mark Delgado at Mitratech.


MINI-ROUNDTABLE

MANAGING D&O RISKS – SHAREHOLDER ACTIVISTS DRIVING LITIGATION

R&C moderates a discussion between Catherina MacCabe at Beazley Group plc, Howard S. Suskin at Jenner & Block, and Peter B. Morrison at Skadden, Arps, Slate, Meagher & Flom LLP.


ONE-ON-ONE INTERVIEW

CRISIS DATA AND INTELLIGENCE

R&C speak with Aaron J. Guiterman at Edelman.


ONE-ON-ONE INTERVIEW

MANAGING REPUTATIONAL RISK AND CRISIS MANAGEMENT – EFFECTIVE COMMUNICATIONS

R&C speak with Harlan A. Loeb at Edelman.


MINI-ROUNDTABLE

TRANSFORMING THIRD-PARTY RISK MANAGEMENT PROGRAMMES

R&C moderates a discussion between Greg Matthews, Charles Jacco, Andrew Burn and Jilane Khakhar at KPMG LLP.


MINI-ROUNDTABLE

FINANCIAL INSTITUTIONS DATA QUALITY, ANALYTICS AND REPORTING

R&C moderates a discussion between Simon Wong at Deutsche Bank AG, Robert L. Brunner at FTI Consulting, and Darryl Twiggs at SmartStream.


ONE-ON-ONE INTERVIEW

CECL – BEST PRACTICE TO HELP ACCELERATE IMPLEMENTATION

R&C speak with John Voigt at SAS.


MINI-ROUNDTABLE

DIGITAL IDENTITY IN THE FINANCIAL SERVICES INDUSTRY

R&C moderates a discussion between David Pérez Lázaro at Accenture Security, Matthew Thompson at Capital One, David G.W. Birch at Dgwbirch Limited, and Nick Caley at ForgeRock.


ONE-ON-ONE INTERVIEW

IMPROVING EFFICIENCY IN ADDRESSING REGULATORY COMPLIANCE

R&C speak with Thomas Kimner at SAS.


MINI-ROUNDTABLE

SUSTAINABILITY DISCLOSURES AND ENVIRONMENTAL COMPLIANCE CHALLENGES

R&C moderates a discussion between Jason B. Hutt at Bracewell LLP, Paul Davies at Latham & Watkins LLP, Caroline May at Norton Rose Fulbright LLP, and Carlos de Miguel at Uría Menéndez Abogados, S.L.P.


MINI-ROUNDTABLE

IMPACT OF AUTOMATION ON COMPLIANCE PROGRAMMES AND SYSTEMS

R&C moderates a discussion between David Nash at NAVEX Global, Shannon Thyme Klinger at Novartis International AG, Edwin J. Broecker at Quarles & Brady LLP, Andrew Copland-Cale at Siemens AG, and Luis Kolster at Walmart International.


ONE-ON-ONE INTERVIEW

MANAGING GDPR COMPLIANCE WITH EFFECTIVE USE OF TECHNOLOGY

R&C speak with Michael Morrissey at Sytorus Ltd.


HOT TOPIC

MANAGING CROSS-BORDER DATA PRIVACY COMPLIANCE

R&C moderates a discussion between Natascha Gerlach at Cleary Gottlieb Steen & Hamilton LLP, Carlos Garcia-Mauriño at GE Healthcare, Timothy Tobin at Hogan Lovells US LLP, Nassos Oikonomopoulos at HSBC, and Christopher C. Costello at Winston & Strawn LLP.