Risk & Compliance is an e-magazine dedicated to the latest developments in corporate risk management and regulatory compliance.


OCT-DEC 2018 ISSUE

In this issue we present features on regulatory compliance for financial services and compliance and on corporate culture and risk in the #metoo era. We also look at: shareholder activism; preventative controls; integrated risk management; parametric insurance; third-party fraud risk; personal liability in compliance; enforcement settlements and DPAs; SM&CR; conduct and culture in financial services; blockchain, cryptocurrencies and ICOs; FinTech and emerging payments; model governance; MiFID II; IFRS 9; digital transformation in the energy & utilities sector; US sanctions compliance; insuring cross-border M&A; managing D&O risks in M&A; and more.

JUL-SEP 2018 ISSUE

In this issue we present features on corporate accountability and compliance and on privacy challenges in a world of Big Data, ML and AI. We also look at: stress testing; MiFID II; financial institutions risk engineering; risk management beyond compliance; women in compliance; continuous listening strategies; cyber security risks for D&Os; intangible losses in cyber attacks; data quality, integrity and completeness; food industry compliance challenges; sanctions compliance; anti-money laundering and counter-terrorism financing; criminal liability in Mexico; Asia-Pacific fraud and corruption; and more.

APR-JUN 2018 ISSUE

In this issue we present features on joint venture risk management and on MIFiD II. We also look at: responding to activist strategies; reducing legal spend on risk and compliance; scenario-based risk management; workplace harassment and discrimination; reputation risks in data breaches and cyber attacks; digital identity solutions; credit risk; D&O risks and liabilities; analytics and reporting; CFIUS compliance and approvals; anti-corruption in the Nordics; blockchain and digital identity; trade based money laundering; anti-corruption in high risk markets; and more.




EXPERT FORUM

GROWTH IN SHAREHOLDER ACTIVISM – PROTECTION AND SOLUTIONS FOR CAMPAIGNS

R&C moderates a discussion between Alex Simmons at Smithfield, A Daniel J Edelman Company; Peter Swabey at ICSA: The Governance Institute; Jonathan Salzberger at Innisfree M&A Incorporated; and Brian Hoffmann at McDermott Will & Emery LLP.


MINI-ROUNDTABLE

PREVENTATIVE CONTROLS TO ENHANCE A RISK FRAMEWORK

R&C moderates a discussion between Reshma Khamis, Michael G. Tirello and Lisa Roitman at Bloomberg L.P.


ONE-ON-ONE INTERVIEW

INTEGRATED RISK MANAGEMENT – THE NEXT FRONTIER OF ORGANISATIONAL RISK

R&C speaks with Peter Granat at SAI Global.


MINI-ROUNDTABLE

MANAGING RISK THROUGH PARAMETRIC INSURANCE

R&C moderates a discussion between Claire Wilkinson at Willis Towers Watson; Ralph Renner at Sompo Global Weather; Bradley D. Hoggatt at MSI GuaranteedWeather; Claude Brown at Reed Smith; and Paul Ramiz at Aon UK Limited, trading as Aon Benfield, Innovation and Solutions.


ONE-ON-ONE INTERVIEW

REDUCING THIRD-PARTY FRAUD RISK

R&C speaks with José Antonio López Alonso at Zinser, Esponda y Gomez Mont, Abogados.


MINI-ROUNDTABLE

THE RISE OF PERSONAL LIABILITY IN COMPLIANCE

R&C moderates a discussion between Natalie Fitzhugh and Jason Cropper at Mitratech.


MINI-ROUNDTABLE

ANALYSING ENFORCEMENT SETTLEMENTS AND DPAS FOR EFFECTIVE COMPLIANCE

R&C moderates a discussion between Mark Delgado and Jason Cropper at Mitratech, and Jay Rosen at Affiliated Monitors Incorporated.


MINI-ROUNDTABLE

SM&CR FOR FINANCIAL SERVICES

R&C moderates a discussion between Julie Pardy, Nic Dent, Angela James and Peter Griffiths at Worksmart.


ONE-ON-ONE INTERVIEW

CONDUCT AND CULTURE IN FINANCIAL SERVICES

R&C speaks with Joe Hill at FTI Consulting.


MINI-ROUNDTABLE

REGULATION AND ENFORCEMENT OF BLOCKCHAIN, CRYPTOCURRENCIES AND ICOS

R&C moderates a discussion between James Kaufmann, Richard Breavington, Ben Yates and Paul Joukador at RPC.


 ONE-ON-ONE INTERVIEW

FINTECH AND EMERGING PAYMENTS – COMPLIANCE AND REGULATORY CHALLENGES

R&C speaks with Nick Parfitt at Acuris Risk Intelligence.


ONE-ON-ONE INTERVIEW

THE FUTURE ROLE OF MODEL GOVERNANCE

R&C speaks with David Asermely at SAS.


MINI-ROUNDTABLE

MIFID II: DRIVING EVOLUTION IN COMPLIANCE AND IMPACTING FUTURE REFORMS

R&C moderates a discussion between Gary Stone, Rachael Hutchins and Janos Renz Hotz at Bloomberg L.P.


ONE-ON-ONE INTERVIEW

IFRS9 COMPLIANCE – WAVE II

R&C speaks with Martim Rocha at SAS Institute.


MINI-ROUNDTABLE

DIGITAL TRANSFORMATION IN THE ENERGY & UTILITIES SECTOR

R&C moderates a discussion between Ian Wright, Sharon Chand and Jian Wei at Deloitte Consulting, LLP.


ONE-ON-ONE INTERVIEW

EVOLVING US SANCTIONS: MAINTAINING COMPLIANCE

R&C speaks with Nick Parfitt at Acuris Risk Intelligence.


ONE-ON-ONE INTERVIEW

INSURING CROSS-BORDER M&A DEALS

R&C speaks with Adrià Vázquez at Tokio Marine HCC.


HOT TOPIC

MANAGING D&O RISKS IN M&A

R&C moderates a discussion between Catherina MacCabe at Beazley Group plc, Thomas H. Bentz, Jr. at Holland & Knight LLP, and Ffion Flockhart at Norton Rose Fulbright LLP.