Risk & Compliance is an e-magazine dedicated to the latest developments in corporate risk management and regulatory compliance.


APR-JUN 2019 ISSUE

In this issue we present features on IT disaster recovery planning and on improving internal investigations. We also look at: stress testing compliance programmes; advanced technology for compliance; compliance risks for family offices; trade compliance screening; sustainable programmes for data privacy; asset-liability management (ALM); preparing for IFRS 17; segmentation and AI in AML alerts; audit committee disclosures; responsibilities and liability risks for CCOs; automated third-party risk assessment; compliance considerations for marijuana businesses; the impact of CFIUS reforms on PE houses; and more.

JAN-MAR 2019 ISSUE

In this issue we present features on digital transformation for risk and compliance and on the economic burden of the opioid crisis. We also look at: supply chain digital transformation; restoring corporate reputation; curbing fake news and misinformation; data analytics and AI for anti-corruption; beneficial ownership in AML; KYC and AML risks of cryptocurrencies; compliance board reporting; regulatory change and remediation programmes; the age of accountability in financial services; credit scoring and decisioning; location intelligence; implementing CECL; the impact of GDPR; and more.

OCT-DEC 2018 ISSUE

In this issue we present features on regulatory compliance for financial services and compliance and on corporate culture and risk in the #metoo era. We also look at: shareholder activism; preventative controls; integrated risk management; parametric insurance; third-party fraud risk; personal liability in compliance; enforcement settlements and DPAs; SM&CR; conduct and culture in financial services; blockchain, cryptocurrencies and ICOs; FinTech and emerging payments; model governance; MiFID II; IFRS 9; digital transformation in the energy & utilities sector; US sanctions compliance; insuring cross-border M&A; managing D&O risks in M&A; and more.



EXPERT FORUM

RISK, CULTURE AND ETHICS ASSESSMENTS TO STRESS TEST COMPLIANCE PROGRAMMES

R&C moderates a discussion between Patricia Harned at The Ethics & Compliance Initiative, Alexander Ghazvinian at A.P. Moeller-Maersk, Dr Klaus Moosmayer at Novartis International AG, and Alejandro Hernández Oseguera and Alberto Zinser Cieslik at Zinser, Esponda y Gómez Mont, Abogados.


MINI-ROUNDTABLE

ADVANCED TECHNOLOGY FOR COMPLIANCE

R&C moderates a discussion between Andrew Pimlott and Jamilia Parry at FTI Consulting.


ONE-ON-ONE INTERVIEW

COMPLIANCE RISKS AND CONSIDERATIONS FOR FAMILY OFFICES

R&C speaks with Nick Parfitt at Acuris Risk Intelligence.


MINI-ROUNDTABLE

MANAGING TRADE COMPLIANCE SCREENING

R&C moderates a discussion between Taras Chaban and Paul Young at Nasdaq.


ONE-ON-ONE INTERVIEW

BUILDING A SUSTAINABLE PROGRAMME AROUND DATA PRIVACY

R&C speaks with Rebecca Turco at SAI Global.


MINI-ROUNDTABLE

ASSET-LIABILITY MANAGEMENT (ALM) IN THE CONCEPT OF STRESS TESTING

R&C moderates a discussion between Wei Chen, Prashant Dinodia and Xavier Vandermosten at SAS.


MINI-ROUNDTABLE

INSURERS – PREPARING FOR IFRS 17

R&C moderates a discussion between David Anderson at KPMG, and Jim Zhang and Agustin Terrile at SAS.


MINI-ROUNDTABLE

SEGMENTATION AND AI IN AML ALERTS

R&C moderates a discussion between Alma Angotti and Salvatore LaScala at Navigant.


MINI-ROUNDTABLE

AUDIT COMMITTEE DISCLOSURES

R&C moderates a discussion between David Chitty, Steve Gale, Jennifer Knecht, Diana Huang and Michael Jetter at Crowe.


ONE-ON-ONE INTERVIEW

CCOS: MANAGING RESPONSIBILITIES AND LIABILITY RISKS

R&C speaks with José Antonio López Alonso at Zinser, Esponda y Gomez Mont, Abogados.


MINI-ROUNDTABLE

AUTOMATED THIRD-PARTY RISK ASSESSMENT

R&C moderates a discussion between Greg Matthews, Jon Dowie, Lisa D. Rawls and Jorge Blanco at KPMG.


ONE-ON-ONE INTERVIEW

COMPLIANCE CONSIDERATIONS FOR MARIJUANA BUSINESSES

R&C speaks with Nick Parfitt at Acuris Risk Intelligence.


HOT TOPIC

IMPACT OF CFIUS REFORMS FOR PE HOUSES

R&C moderates a discussion between Jeremy B. Zucker at Dechert LLP, Timothy J. Keeler at Mayer Brown LLP and Michael E. Leiter at Skadden, Arps, Slate, Meagher & Flom LLP.