Risk & Compliance is an e-magazine dedicated to the latest developments in corporate risk management and regulatory compliance.


JUL-SEP 2018 ISSUE

In this issue we present features on corporate accountability and compliance and on privacy challenges in a world of Big Data, ML and AI. We also look at: stress testing; MiFID II; financial institutions risk engineering; risk management beyond compliance; women in compliance; continuous listening strategies; cyber security risks for D&Os; intangible losses in cyber attacks; data quality, integrity and completeness; food industry compliance challenges; sanctions compliance; anti-money laundering and counter-terrorism financing; criminal liability in Mexico; Asia-Pacific fraud and corruption; and more.

APR-JUN 2018 ISSUE

In this issue we present features on joint venture risk management and on MIFiD II. We also look at: responding to activist strategies; reducing legal spend on risk and compliance; scenario-based risk management; workplace harassment and discrimination; reputation risks in data breaches and cyber attacks; digital identity solutions; credit risk; D&O risks and liabilities; analytics and reporting; CFIUS compliance and approvals; anti-corruption in the Nordics; blockchain and digital identity; trade based money laundering; anti-corruption in high risk markets; and more.

JAN-MAR 2018 ISSUE

In this issue we present features on employee monitoring and on cyber security for SMBs. We also look at: global compliance programmes; financial crime risk and AML processes; tackling fraud and money laundering; cultivating a culture of compliance; shareholder activists; crisis data and intelligence; reputational risk and crisis management; third-party risk management programmes; data quality, analytics and reporting for financial institutions; implementing CECL; digital identity in the financial services industry; addressing regulatory compliance; sustainability disclosures and environmental compliance challenges; automating compliance programmes and systems; managing GDPR compliance with technology; cross-border data privacy compliance; and more.




EXPERT FORUM

EVOLUTION OF STRESS TESTING

R&C moderates a discussion between Marc Irubétagoyena at BNP Paribas, Frank Manahan at KPMG LLP, and Thomas Kimner at SAS.


ONE-ON-ONE INTERVIEW

DEVELOPING EFFECTIVE MIFID II CONTROLS AND COMPLIANCE PROGRAMMES

R&C speaks with Federica Taccogna at FTI Consulting.


MINI-ROUNDTABLE

RISK ENGINEERING FOR FINANCIAL INSTITUTIONS

R&C moderates a discussion between Ian McNeil at Zurich Insurance Company Ltd and Kevin Parker at Zurich Risk Engineering.


ONE-ON-ONE INTERVIEW

RISK MANAGEMENT – MOVING BEYOND COMPLIANCE

R&C speaks with Thomas Kimner at SAS.


MINI-ROUNDTABLE

EVOLUTION OF WOMEN IN COMPLIANCE AND AREAS FOR IMPROVEMENT

R&C moderates a discussion between Reshma Khamis at Bloomberg L.P., Lisa Roitman at Bloomberg L.P., Barbara Keller at Nomura Asset Management U.S.A. Inc, Sandra Scherm at Siemens, and Catherine Allen at The Santa Fe Group.


MINI-ROUNDTABLE

CREATING VALUE THROUGH EFFECTIVE CONTINUOUS LISTENING STRATEGIES

R&C moderates a discussion between Michelle Vincent at ClearView Strategic Partners Inc., Tapan Debnath at Nokia Corporation, and Klaus Moosmayer at Siemens.


MINI-ROUNDTABLE

CYBER SECURITY – EVOLVING RISKS FOR D&OS

R&C moderates a discussion between Catherina MacCabe at Beazley Group plc, Thomas Bentz at Holland & Knight LLP, and Steven Hadwin at Norton Rose Fulbright LLP.


MINI-ROUNDTABLE

VALUING INTANGIBLE LOSSES IN CYBER ATTACKS

R&C moderates a discussion between Michael Thornton and Grant Thornton UK LLP and Vijay Rathour and Grant Thornton UK LLP.


MINI-ROUNDTABLE

DATA QUALITY, DATA INTEGRITY AND DATA COMPLETENESS

R&C moderates a discussion between Lisa Roitman, Janos Renz Hotz, Mike Tirello and Bob Shea at Bloomberg L.P., and Paul Lanois at Credit Suisse AG.


MINI-ROUNDTABLE

MANAGING REGULATORY AND COMPLIANCE CHALLENGES IN THE FOOD INDUSTRY

R&C moderates a discussion between Nadine Küster at Danone, Rebecca Chasen at Deloitte Risk and Financial Advisory, and Sarah R. Foley at The Hershey Company.


MINI-ROUNDTABLE

TECHNOLOGY AND DATA ANALYSIS FOR GLOBAL SANCTIONS COMPLIANCE

R&C moderates a discussion between Mónica Aguilar at Aguilar Pariente Advisory, Nick Parfitt at C6 Intelligence, Judith Alison Lee at Gibson, Dunn & Crutcher LLP, and Bryce Bittner at Textron.


MINI-ROUNDTABLE

MANAGING ANTI-MONEY LAUNDERING AND COUNTER-TERRORISM FINANCING REQUIREMENTS

R&C moderates a discussion between Nick Parfitt at C6 Intelligence, Timothy Bowden at Dechert LLP, and Simon Wong at Royal Bank of Canada.


MINI-ROUNDTABLE

CRIMINAL LIABILITY REFORM IN MEXICO

R&C moderates a discussion between José Antonio López Alonso, Alberto Zinser Cieslik and Alejandro Hernández Oseguera at Zinser, Esponda y Gomez Mont, Abogados.


HOT TOPIC

FRAUD AND CORRUPTION IN THE ASIA-PACIFIC REGION

R&C moderates a discussion between Anuj Bugga at FTI Consulting, Sachin Murumkar at John Deere, Ondi Nababan at Johnson Controls, Antony Cook at Microsoft Asia, and Mark Gough at Siemens.